《Best Practices in Internal Auditing》課程詳情
點(diǎn)擊下載課大綱及報(bào)名表 Introduction:
　　In a western modern perspective the internal auditor's role is to be recognized as a real business partner of management and a facilitator at all levels of the organization in order to stay "in control". This raises a challenge to rethink of internal auditors senior roles and to identify the new skills required in planning and leading internal audit assignments. However the approach can be successful only if it adapts various organizational contexts and cultures.

　　New ways of assessing and managing business risk are causing internal audit leaders and their customers to revisit the purpose, scope, and operations of the internal audit function. Driven by revolutionary developments and ever-accelerating changes in markets, industries, and technology, a new internal audit model is necessary and is now emerging. It is of a future-focused "risk authority"

　　The training is highly practical and interactive with exercises, role plays, simulations
　　in order to present the latest methods to implement and practice the skills required in the international environment of internal auditing notably communication, cognitive and behavioral skills for effective risk based internal audit.

　　Topics Will be Covered:
　　The new vision of internal auditing
　　▼The new definition of internal auditing
　　▼The new understanding of internal control (COSO)
　　▼Sample audit department mission: Central main power

　　Why we used Risk-based internal auditing (RBIA)?
　　▼Global trends in internal control and auditing
　　▼Audio interview (AMR Research)
　　▼Compliance versus risk-based approach
　　▼Position from rating agencies
　　▼Role of audit committees
　　▼Exercise: Benchmark questionnaire

　　Value-added Audit Methodologies
　　▼Best practices principles
　　▼Risk-based auditing
　　▼Business process auditing
　　▼Best practice Web site and database
　　▼Use of guest auditors
　　▼Trends and innovations in audit reports

　　Enterprise Risk Management
　　▼Enterprise risk management? Integrated framework
　　▼Results of IIA research study: Four approaches to enterprise risk management and the SOX connection
　　▼Examples of ERM
　　▼ERM architecture
　　▼Sample risk management policy, risk models, risk maps
　　▼Diagnostic tool for risk management maturity
　　▼Internal auditing's role in ERM

　　Theory & Definitions
　　▼Definition of control
　　▼Different categories of risks
　　▼Final Exercise: COSO versus ERM model

　　Modern Internal Auditing
　　▼Role of communication
　　▼The relation between the auditor and the auditee
　　▼Internal audit skills: dos and donts
　　▼Internal Audit skills (self assessment kit)
　　▼Case application: "Internal Audit Transformation at NatWest Ltd"

　　Risk-Based Internal Auditing (RBIA) in practice
　　▼The Internal Audit Roadmap (refresher)
　　▼Risk alerts and flags
　　▼Working Programs
　　▼Review of templates for RBIA
　　▼Review of Internal Audit Standards

　　Audit Planning
　　▼Audit Annual Planning
　　▼Audit Activity Planning
　　▼Process Modeling
　　▼RBIA matrices (COSO)
　　▼Use of GRC software
　　▼Building the business control framework (Role Play Game)

　　RBIA tools & techniques
　　▼Control Risk Assessment
　　▼Analytical Procedures
　　▼Interviewing
　　▼Reporting tools
　　▼Application Case (Wuxi Plant)

　　RBIA strategies
　　▼The Risk Management Process and Frameworks
　　▼Degree of maturity of organizations
　　▼Cooperation models between IA and the risk management function
　　▼Adapting your company culture
　　▼Study of illustration Case
　　▼Participants evaluate the degree of maturity of their organization and develop a strategy and plan for RBIA

《Best Practices in Internal Auditing》培訓(xùn)受眾
▼CFO/CEO/CIO
　　▼Finance Director/Manager/Controller
　　▼Internal Audit/Internal Control
　　▼Accounting Manager
　　▼Investment/Financial/Equity Analysts

《Best Practices in Internal Auditing》課程目的
▼Addressing the full range of audit issues that concern management and give assurance that the processes used by management and business units to identify that all significant risks are effective
　　▼Building support for the audit program within their organization
　　▼Undertaking risk based audits using the RBIA methodology
　　▼Developing and delivering risk based audit reports with real impact and capture attention
　　▼Understanding the most successful audit techniques: risk-based, business process, e-commerce, and self assessment
　　▼Discovering how world-class audit functions are using participative, qualitative, real-time risk assessment
　　▼Adding value to organization by the application of risk-based audit services
　　▼Evaluating risk management processes to ensure the response to any risk is appropriate and conforms to the organization's policies.
　　▼Applying the knowledge gaining throughout the course to prepare for a realistic audit, using risk based principles

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